Securities and Futures Commission
Securities and Futures Commission appears in 23 reported Hong Kong court cases (1998–2026), most often before the HKCFI.
About Securities and Futures Commission
Securities and Futures Commission appears in 23 reported Hong Kong court cases (1998–2026). Securities and Futures Commission is recorded as Plaintiff (17), Intervener (1) and Applicant (1). These cases were heard before HKCFI (16) and HKCFA (7).
Source: derived from 23 published Hong Kong judgments, most recent decision . Published on HKLII.
How many Singapore court cases involve Securities and Futures Commission?
Securities and Futures Commission appears in 23 reported Hong Kong court cases (1998–2026).
Which courts does Securities and Futures Commission appear in?
Securities and Futures Commission appears before HKCFI (16) and HKCFA (7).
In the court record
The Securities and Futures Commission has appeared as a party in Hong Kong reported cases spanning the Court of Final Appeal and the Court of First Instance, reported between 1998 and 2026. It has appeared most often as the plaintiff, initiating Court of First Instance proceedings such as Securities and Futures Commission v. Lui Man Wah and Others [2026] HKCFI 2140, Securities and Futures Commission v. Tam Chung Wai and Others [2026] HKCFI 1610, Securities and Futures Commission v. Andrew Liu and Others [2026] HKCFI 694, and Securities and Futures Commission v. Superb Summit International Group Ltd and Others [2026] HKCFI 301. The reported matters concern securities and investments, company and shareholder disputes, and criminal law.
The Commission has also appeared as the respondent to challenges brought against its regulatory decisions, including Chim Pui Chung v. Securities and Futures Commission [1999] HKCFA 29 and Nomura International (Hong Kong) Ltd and Others v. Securities and Futures Commission [1998] HKCFA 49, each heard in the Court of Final Appeal. It has further appeared as an applicant, as in Securities and Futures Commission v. Yiu Hoi Ying Charles and Another (and 1 other) [2021] HKCFA 41, and as an intervener in Bizstar Global Ltd v. China On Securities Ltd (Formerly Known As China Fund Securities Ltd) [2025] HKCFI 5122.
What role does the Securities and Futures Commission most often play in reported Hong Kong cases?
The Securities and Futures Commission has most often appeared as the plaintiff, bringing Court of First Instance proceedings such as Securities and Futures Commission v. Lui Man Wah and Others [2026] HKCFI 2140, with reported matters concentrated in securities and investments, company and shareholder disputes, and criminal law.
Has the Securities and Futures Commission appeared as a respondent in Hong Kong courts?
Yes. The Commission has been named respondent to challenges against its regulatory decisions, including Chim Pui Chung v. Securities and Futures Commission [1999] HKCFA 29 and Nomura International (Hong Kong) Ltd and Others v. Securities and Futures Commission [1998] HKCFA 49, both in the Court of Final Appeal.
Which courts hear cases involving the Securities and Futures Commission?
Reported cases involving the Securities and Futures Commission span the Court of First Instance and the Court of Final Appeal, reported between 1998 and 2026, reflecting its role as both an enforcement plaintiff and a respondent to appeals against its regulatory decisions.